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Lynn Faust of Stifel, Nicolaus & Company, Inc. And Formerly With Raymond James & Associates Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Lynn Faust of Stifel, Nicolaus & Company, Inc.?

Lynn Faust (CRD #729012) who is currently registered with Stifel Nicolaus & Company, Inc. and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, Inc., Lynn Faust was associated with Raymond James Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Lynn Faust Customer Complaints

Lynn Faust has been the subject of 4 customer complaints that we know about. Two of Lynn Faust’s 4 customer complaints resulted in arbitration awards in favor of investors. One of Lynn Faust’s customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Raymond James Associates for investment losses caused by Lynn Faust’s alleged misconduct.

Allegations Against Lynn Faust

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Lynn Faust misrepresented Market Linked Notes.
  • Client alleged investments made by Lynn Faust were misrepresented at the time of sale.

Lynn Faust Red Flags & Your Rights As An Investor

Of course, Lynn Faust did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lynn Faust at Stifel Nicolaus & Company, Inc. and Raymond James Associates on alert to review carefully the activity and performance of their accounts and question whether Lynn Faust has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Inc. and Raymond James Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Inc. Due To Lynn Faust

If you have questions about Stifel Nicolaus & Company, Inc., Raymond James Associates, and/or Lynn Faust and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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