DID LUSHA LIU CAUSE YOU INVESTMENT LOSSES?
Lusha Liu of AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Lusha Liu of AXA Advisors?
Lusha Liu (CRD #5649550) who is currently registered with AXA Advisors and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.
Lusha Liu Customer Complaint
Lusha Liu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the replacement sale of a variable life insurance policy and whole life insurance policy to a universal life insurance policy in 2017. Lusha Liu’s customer complaint was denied and the customers did not take any further action.
Lusha Liu Red Flags & Your Rights As An Investor
Of course, Lusha Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lusha Liu at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Lusha Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At AXA Advisors Due To Lusha Liu
If you have questions about AXA Advisors, and/or Lusha Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.