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Lucas Harrison Of Robert W. Baird & Co. And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct

Who is Lucas Harrison of Robert W. Baird & Co.?

Lucas Harrison (CRD #6204731) who is currently registered with Robert W. Baird & Co.and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird & Co., Lucas Harrison was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Lucas Harrison Customer Complaint

Lucas Harrison has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she lost a significant amount of money due to unsuitable recommendations and Hilliard Lyons’ failure to supervise. Client also alleged fraudulent misrepresentation of the investment and material omissions regarding the risks of the investments. The customer complaint filed against Lucas Harrison’s former employer J.J.B. Hilliard, W.L. Lyons for investment losses caused by the alleged misconduct is pending as of the date of this report.

Lucas Harrison Red Flags & Your Rights As An Investor

Of course, Lucas Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lucas Harrison at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Lucas Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To Lucas Harrison

If you have questions about Robert W. Baird & Co., J.J.B. Hilliard, W.L. Lyons, and/or Lucas Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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