DID LOUISE DELUCA FALLICA CAUSE YOU INVESTMENT LOSSES?
Louise Fallica of American Portfolios Advisors and Formerly with Professional Planning Services Has A Customer Complaint for Alleged Broker Misconduct
Who is Louise Fallica of American Portfolios Advisors?
Louise Fallica (CRD #1375433) who is currently registered with American Portfolios Advisors, American Portfolios Financial Services and located in Smithtown, New York is a subject of one of our many securities industry sales practices abuse investigations.
Prior to American Portfolios Advisors, American Portfolios Financial Services, Louise Fallica was associated with Professional Planning Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Louise Fallica Customer Complaint
Louise Fallica has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, violation of South Carolina’s “Blue Sky” law, conversion, breach of fiduciary duty, and breach of contract. Louise Fallica’s customer complaint was settled in favor of the investors.
Louise Fallica Red Flags & Your Rights as An Investor
Of course, Louise Fallica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Louise Fallica at American Portfolios Advisors, American Portfolios Financial Services and Professional Planning Services on alert to review carefully the activity and performance of their accounts and question whether Louise Fallica has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at American Portfolios Advisors, American Portfolios Financial Services, and Professional Planning Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at American Portfolios Advisors Due to Louise Fallica
If you have questions about American Portfolios Advisors, American Portfolios Financial Services, Professional Planning Services, and/or Louise Fallica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.