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Lou Capolino Formerly With Capital One Investing And Capital One Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Lou Capolino formerly with Capital One Investing?

Lou Capolino (CRD #6131367) who was formerly registered with Capital One Investing and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital One Investing, Lou Capolino was associated with Capital One Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Lou Capolino Customer Complaint

Lou Capolino has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Lou Capolino converted his Client’s account from a CD into stocks without his permission. Lou Capolino’s customer complaint was denied and, to date, the customer has not taken any further action.

Lou Capolino Red Flags & Your Rights As An Investor

Of course, Lou Capolino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lou Capolino at Capital One Investing and Capital One Investment Services on alert to review carefully the activity and performance of their accounts and question whether Lou Capolino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital One Investing and Capital One Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Capital One Investing Due To Lou Capolino

If you have questions about Capital One Investing, Capital One Investment Services, and/or Lou Capolino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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