DID LLEWELLYN LEWIS ROWELL CAUSE YOU INVESTMENT LOSSES?
Llewellyn Rowell Of Woodbury Financial Services And Formerly With Hornor, Townsend & Kent Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Llewellyn Rowell of Woodbury Financial Services?
Llewellyn Rowell (CRD #839010) who is currentlyregistered with Woodbury Financial Servicesand located in Marietta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Llewellyn Rowell was associated with Hornor, Townsend & Kent and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Llewellyn Rowell Customer Complaints
Llewellyn Rowell has been the subject of 2 customer complaints that we know about. Both of Llewellyn Rowell’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Llewellyn Rowell
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Class action suit seeking to challenge the practice of recommending that customers’ tax-qualified accounts, such as IRA’s, be used to fund variable annuity contracts by Llewellyn Rowell and other financial advisors.
- The client alleged that the variable annuity purchased was an unsuitable recommendation and investment for his client’s tax-qualified funds, and a breach of fiduciary duty allegedly by Llewellyn Rowell.
Llewellyn Rowell Red Flags & Your Rights As An Investor
Of course, Llewellyn Rowell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Llewellyn Rowell at Woodbury Financial Services and Hornor, Townsend & Kent on alert to review carefully the activity and performance of their accounts and question whether Llewellyn Rowell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Hornor, Townsend & Kent also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Llewellyn Rowell
If you have questions about Woodbury Financial Services, Hornor, Townsend & Kent, and/or Llewellyn Rowell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.