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Lisa Sue Jackson Of Avantax Investment Services, Inc., and Formerly With 1st Global Capital Corp. Has A Recent Customer Complaint For Alleged Broker Misconduct In the Past Year

Who is Lisa S. Jackson with Avantax Investment Services, Inc.?

Lisa Jackson (CRD #4040674) who is currently registered with Avantax Investment Services, Inc. and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Inc., Lisa Jackson was associated with 1st Global Capital Corp. and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

1st Global Capital Corp. Broker Misconduct

Lisa Jackson has been named as the subject of a customer complaint filed in the last year against her former employer 1st Global Capital Corp. to recover investment losses. The allegations are that she made misrepresentations and unsuitable investment recommendations to invest in REITs. The arbitration claim filed against Lisa Jackson’s former employer 1st Global Capital Corp. for investment losses caused by her alleged misconduct remains pending.

Lisa Jackson Red Flags & Your Rights As An Investor

Of course, Lisa Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jackson at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. And 1st Global Capital Corp.

If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Lisa Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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