DID LILY QIAN CAUSE YOU INVESTMENT LOSSES?
Lily Qian Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Lily Qian of Equitable Advisors?
Lily Qian (CRD #4716832) who is currently registered with Equitable Advisors and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Lily Qian Customer Complaints
Lily Qian has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Lily Qian’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Lily Qian
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleged Lily Qian’s unsuitable recommendations in the sale of two alternative investments that did not fit his risk level.
- Client alleged Lily Qian was not acting in his best interest regarding mutual fund recommendations within his security investment account and he incurred a loss.
Lily Qian Red Flags & Your Rights As An Investor
Of course, Lily Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lily Qian at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Lily Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Lily Qian
If you have questions about Equitable Advisors and/or Lily Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.