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Li Wang Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Li Wang of MML Investors Services?

Li Wang (CRD #1952742) who is currently registered with MML Investors Services and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Li Wang was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Li Wang Customer Complaint

Li Wang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged they bought insurance from their agent and the agent changed the death benefit from $1M to $500K without consulting them. The complainant further alleged, the agent did not inform them of their ability to cancel within seven days of signing. The complainant also alleged the agent forged their signature on the files, and was looking for a refund of premiums paid. Li Wang’s customer complaint was denied and, to date, the customer has not taken any further action.

Li Wang Red Flags & Your Rights As An Investor

Of course, Li Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Li Wang at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Li Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Li Wang

If you have questions about MML Investors Services, MSI Financial Services, and/or Li Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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