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Leslie Baker Of J.W. Cole Financial, J.W. Cole Advisors And Formerly With Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is Leslie Baker of J.W. Cole Financial?

Leslie Baker (CRD #4073080) who is currently registered with J.W. Cole Financial, J.W. Cole Advisors and located in Cleveland, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial and J.W. Cole Advisors, Leslie Baker was associated with Money Concepts Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Leslie Baker Customer Complaint

Leslie Baker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Leslie Baker purchased a variable annuity that was not suitable. Leslie Baker’s customer complaint was denied and the customers did not take any further action.

Leslie Baker Red Flags & Your Rights As An Investor

Of course, Leslie Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Baker at J.W. Cole Advisors, J.W. Cole Financial and Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Leslie Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, J.W. Cole Advisors, and Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Leslie Baker

If you have questions about J.W. Cole Financial, J.W. Cole Advisors, Money Concepts Capital, and/or Leslie Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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