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Leonard Fox, Jr. Formerly With FSC Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Leonard Fox, Jr. formerly with FSC Securities Corporation?

Leonard Fox, Jr.

Leonard Fox, Jr. (CRD #1034449) who was formerly registered with FSC Securities Corporation and located in Marlton, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Leonard Fox, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leonard Fox has had his own regulatory problems with the state regulators and FINRA. It has been permanently barred by FINRA from any further association within the FINRA member firm in any capacity for failing to cooperate in its investigation of him and whether he misappropriated funds from the firm customer.

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Leonard Fox, Jr. Customer Complaints

Leonard Fox, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by his former employers in favor of the investors. Only one of the complaints was denied by Morgan Stanley and the customer took no further action.

Allegations Against Leonard Fox, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investments, misrepresentation, breach of implied covenant of good faith and fair dealing, violations of the Securities Exchange Act of 1934, negligence, etc.
  • Failure to follow customers orders to liquidate investments.
  • Misappropriation of funds through loans and disbursements requested by financial advisor.
  • Excessive trading.
  • Unauthorized trading.
  • Misleading statements and misappropriation of funds.

Leonard Fox, Jr. Red Flags & Your Rights As An Investor

Of course, Leonard Fox, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Fox, Jr. at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Leonard Fox, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Leonard Fox, Jr.

If you have questions about FSC Securities Corporation and/or Leonard Fox, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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