DID LEE M. GOODIN CAUSE YOU INVESTMENT LOSSES?
Lee Goodin Of LPL Financial And Formerly With Vanguard Marketing Has A Customer Complaint For Alleged Broker Misconduct
Who is Lee Goodin of LPL Financial?
Lee Goodin (CRD #6105653) who is currently registered with LPL Financial and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Lee Goodin was associated with Vanguard Marketing and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Lee Goodin Customer Complaint
Lee Goodin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable sale of mutual funds generated unnecessary taxable gain for the trust. Lee Goodin’s customer complaint was denied and, to date, the customer has not taken any further action.
Lee Goodin Red Flags & Your Rights As An Investor
Of course, Lee Goodin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lee Goodin at LPL Financial and Vanguard Marketing on alert to review carefully the activity and performance of their accounts and question whether Lee Goodin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Vanguard Marketing also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Lee Goodin
If you have questions about LPL Financial, Vanguard Marketing, and/or Lee Goodin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.