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Kristine Elizabeth Howell with Sigma Financial Corporation Has One Customer Complaint For Alleged Broker Misconduct In the Past Year

Who is Kristine E. Howell with Sigma Financial Corporation?

Kristine Howell (CRD #2214295) who is currently registered with Sigma Financial Corporation and located in Chesterfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sigma Financial Corporation, Kristine Howell was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sigma Financial Corporation Broker Misconduct

Kristine Howell was named as the subject of a customer complaints filed in September last year to recover investment losses. The allegations are that Kristine Howell made unsuitable investment recommendations to our client to invest in alternative investments, including, the variable annuities and direct investments in the real estate sector. Claimant alleges $5 million in damages. The customer complaint filed against Kristine Howell’s current employer Sigma Financial Corporation for investment losses caused by her alleged misconduct is still pending.

Kristine Howell Red Flags & Your Rights As An Investor

Of course, Kristine Howell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristine Howell at Sigma Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Kristine Howell has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sigma Financial Corporation, which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sigma Financial Corporation

If you have questions about Sigma Financial Corporation and/or Kristine Howell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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