| Read Time: 2 minutes | Avantax Investment Services Complaints |

DID KIVE ISRAEL STRICKOFF CAUSE YOU INVESTMENT LOSSES?

Kive Strickoff Of Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services And Formerly With 1st Global Advisors And 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is Kive Strickoff of Avantax Investment Services?

Kive Strickoff (CRD #4094082) who is currently registered with Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services and Strickoff Financial Services, Kive Strickoff was associated with 1st Global Advisors, 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kive Strickoff Customer Complaint

Kive Strickoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized reallocation of plan assets. Kive Strickoff’s customer complaint was settled in favor of the investors.

Kive Strickoff Red Flags & Your Rights As An Investor

Of course, Kive Strickoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kive Strickoff at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Kive Strickoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Kive Strickoff

If you have questions about Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, 1st Global Capital, and/or Kive Strickoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...