| Read Time: 2 minutes | Cetera Advisors Complaints |


Kirk Knollman Formerly With Cetera Advisor Networks  And Summit Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kirk Knollman formerly with Cetera Advisor Networks?

Kirk Knollman (CRD #2089445) who was formerly registered with Cetera Advisor Networks and located in Loveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Kirk Knollman was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kirk Knollman Customer Complaints

Kirk Knollman has been the subject of 2 customer complaints that we know about. Both of Kirk Knollman’s customer complaints were settled in favor of investors.

Allegations Against Kirk Knollman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customers alleged that Kirk Knollman made unauthorized and unsuitable trades in their accounts.
  • Former client alleged unsuitable recommendations and unauthorized trading by Kirk Knollman.

Kirk Knollman Red Flags & Your Rights As An Investor

Of course, Kirk Knollman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Knollman at Cetera Advisor Networks and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kirk Knollman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Kirk Knollman

If you have questions about Cetera Advisor Networks, Summit Brokerage Services, and/or Kirk Knollman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars