DID KIP RONALD SCHMIDT CAUSE YOU INVESTMENT LOSSES?
Kip Schmidt Of Woodbury Financial Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Kip Schmidt of Woodbury Financial Services?
Kip Schmidt (CRD #5947055) who is currently registered with Woodbury Financial Services and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Kip Schmidt was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Kip Schmidt Customer Complaint
Kip Schmidt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the annuity recommended and purchased was unsuitable. Kip Schmidt’s customer complaint was denied and, to date, the customer has not taken any further action..
Kip Schmidt Red Flags & Your Rights As An Investor
Of course, Kip Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kip Schmidt at Woodbury Financial Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kip Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. .
File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Kip Schmidt
If you have questions about Woodbury Financial Services, NYLIFE Securities, and/or Kip Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.