DID KIMBERLEY ANN HOLWEGER CAUSE YOU INVESTMENT LOSSES?
Kimberley Holweger Of Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Kimberley Holweger of Cetera Investment Services?
Kimberley Holweger (CRD #1572778) who is currently registered with Cetera Investment Services and located in St Cloud, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.
Kimberley Holweger Customer Complaint
Kimberley Holweger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mrs. Holweger failed to supervise a registered representative who allegedly made unsuitable investment recommendations and failed to discuss the tax consequences of an annuity distribution. Kimberley Holweger’s customer complaint was settled in favor of the investors.
Kimberley Holweger Red Flags & Your Rights As An Investor
Of course, Kimberley Holweger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberley Holweger at Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kimberley Holweger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Kimberley Holweger
If you have questions about Cetera Investment Services and/or Kimberley Holweger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.