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Kieran Loughran Of Spartan Capital Securities Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Kieran Loughran of Spartan Capital Securities?

Kieran Loughran (CRD #2826208) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Kieran Loughran Customer Complaints

Kieran Loughran has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Kieran Loughran’s 5 customer complaints were settled in favor of investors. One of Kieran Loughran’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Kieran Loughran’s alleged misconduct.

Allegations Against Kieran Loughran

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Kieran Loughran’s misrepresentation and over concentration of certain securities in an account.
  • The client sent in an e-mail disputing a purchase allegedly by Kieran Loughran that resulted in a loss generating margin calls in the clients account.
  • Kieran Loughran’s alleged Suitability, Unauthorized Trading, Negligence, Breach of Fiduciary Duty, and Misrepresentation to a customer.
  • Suitability, unauthorized trading, negligence, breach of fiduciary duty, and misrepresentation allegedly by Kieran Loughran.
  • Kieran Loughran allegedly made misrepresentations and unsuitable recommendations.

Kieran Loughran Red Flags & Your Rights As An Investor

Of course, Kieran Loughran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kieran Loughran at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether Kieran Loughran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Kieran Loughran

If you have questions about Spartan Capital Securities and/or Kieran Loughran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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