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Kevin Lamar Rainwater with ACG Wealth Inc. and Arkadios Capital Has 4 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Kevin L. Rainwater with ACG Wealth Inc. and Arkadios Capital?

Kevin Rainwater (CRD #3098443) who is currently registered with ACG Wealth Inc. and Arkadios Capital and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to ACG Wealth Inc. and Arkadios Capital, Kevin Rainwater was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

ACG Wealth Inc. and Arkadios Capital Broker Misconduct

In his career, Kevin Rainwater has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. One of Kevin Rainwater’s 4 customer complaints settled was settled by Arkadios Capital in favor of investors. There are currently 3 pending customer complaints filed against Kevin Rainwater’s current employers ACG Wealth Inc. and Arkadios Capital for investment losses caused by his alleged misconduct.

Allegations Against Kevin Rainwater

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleged unsuitable investment product recommendations, coupled with misrepresentation about the investment.
  • Claimant alleged unsuitable private placement investment recommendations and unauthorized trading.

Kevin Rainwater Red Flags & Your Rights As An Investor

Of course, Kevin Rainwater did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Rainwater at ACG Wealth Inc. and Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Kevin Rainwater has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ACG Wealth Inc. and Arkadios Capital also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At ACG Wealth Inc. And Arkadios Capital

If you have questions about ACG Wealth Inc. and Arkadios Capital and/or Kevin Rainwater and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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