DID KEVIN D. MILLARD CAUSE YOU INVESTMENT LOSSES?
Kevin Millard Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Kevin Millard formerly with TIAA-CREF Individual & Institutional Services?
Kevin Millard (CRD #5430403) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Kevin Millard Customer Complaint
Kevin Millard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated he met with the representative on September 21, 2018 to discuss his retirement account, move funds out of the TIAA Traditional Annuity (a fixed annuity) and required minimum distributions. The client contended that the setup of the transaction did not satisfy required minimum distributions for tax year 2019 which totaled $17,326.23 and he may be subject to a 50% penalty by the Internal Revenue Service. Kevin Millard’s customer complaint was denied and, to date, the customer has not taken any further action.
Kevin Millard Red Flags & Your Rights As An Investor
Of course, Kevin Millard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Millard at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Millard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Millard
If you have questions about TIAA-CREF Individual & Institutional Services and/or Kevin Millard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.