DID KENNETH JAMES SMITH CAUSE YOU INVESTMENT LOSSES?
Kenneth Smith Of LPL Financial, Wealth Enhancement Brokerage Services And Wealth Enhancement Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Kenneth Smith of LPL Financial?
Kenneth Smith (CRD #4351226) who is currently registered with LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services and located in Sartell, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.
Kenneth Smith Customer Complaint
Kenneth Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with regard to the liquidity of two REITs he purchased. Kenneth Smith’s customer complaint was denied and, to date, the customer has not taken any further action.
Kenneth Smith Red Flags & Your Rights As An Investor
Of course, Kenneth Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Smith at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Kenneth Smith
If you have questions about LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services, and/or Kenneth Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.