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Kenneth Harter Of Calton & Associates Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Kenneth Harter of Calton & Associates?

Kenneth Harter (CRD #1448027) who is currently registered with Calton & Associates and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.

Kenneth Harter Customer Complaints

Kenneth Harter has been the subject of 2 customer complaints that we know about. One of Kenneth Harter’s 2 customer complaints was settled in favor of investors. The customer complaint filed against Kenneth Harter’s current employer Calton & Associates for investment losses caused by the alleged misconduct is pending as of the date of this report.

Allegations Against Kenneth Harter

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Kenneth Harter’s alleged suitability, fraudulent statement on liquidity of investments.
  • In the class action suit relating to Citi-Equity Group, the allegations against the defendants are misrepresentation and omission of material facts, negligence and breach of fiduciary duty.

Kenneth Harter Red Flags & Your Rights As An Investor

Of course, Kenneth Harter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Harter at Calton & Associates on alert to review carefully the activity and performance of their accounts and question whether Kenneth Harter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Calton & Associates Due To Kenneth Harter

If you have questions about Calton & Associates and/or Kenneth Harter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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