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Keith Medeck Of Arete Wealth Management, LLC And Formerly With National Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Keith Medeck of Arete Wealth Management, LLC?

Keith Simmons

Keith Simmons (CRD #3011429) who is currently registered with Arete Wealth Management, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arete Wealth Management, LLC, Keith Medeck was associated with National Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Keith Medeck Customer Complaints

Keith Medeck has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer disputes were settled by Keith Medick’s former employers in favor of the investors. The last customer complaint filed against Millennium Securities Corp. has been inactive for many years.

Allegations Against Keith Medeck

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized trading.
  • Unsuitable investment strategy to trade excessively.
  • Unsuitable recommendations of private placement investments.

Keith Medeck Red Flags & Your Rights As An Investor

Of course, Keith Medeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Medeck at Arete Wealth Management, LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Keith Medeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Keith Medeck

If you have questions about Arete Wealth Management, LLC, National Securities Corporation and/or Keith Medeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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