DID KEITH VOLK LLANAS CAUSE YOU INVESTMENT LOSSES?
Keith Llanas Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Keith Llanas of Northwestern Mutual Investment Services?
Keith Llanas (CRD #4992666) who is currently registered with Northwestern Mutual Investment Services and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
Keith Llanas Customer Complaint
Keith Llanas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Keith Llanas did not follow her instructions to establish a cash account under her business name and instead invested her funds in a higher risk, personal advisory account and this resulted in investment losses. The customer also alleged that Mr. Llanas sold stocks at a loss without her permission. Keith Llanas’ customer complaint was denied and, to date, the customer has not taken any further action.
Keith Llanas Red Flags & Your Rights As An Investor
Of course, Keith Llanas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Llanas at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Keith Llanas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Keith Llanas
If you have questions about Northwestern Mutual Investment Services and/or Keith Llanas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.