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Kasey Gartner Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Kasey Gartner of Northwestern Mutual Investment Services?

Kasey Gartner (CRD #4703757) who is currently registered with Northwestern Mutual Investment Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.

Kasey Gartner Customer Complaint

Kasey Gartner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kasey Gartner, against the customer’s instructions, sold stocks in her advisory account and that the sale of the stocks created an unexpected tax consequence. Kasey Gartner’s customer complaint was denied and, to date, the customer has not taken any further action.

Kasey Gartner Red Flags & Your Rights As An Investor

Of course, Kasey Gartner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kasey Gartner at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kasey Gartner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Kasey Gartner

If you have questions about Northwestern Mutual Investment Services and/or Kasey Gartner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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