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Kaising Lui Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Kaising Lui of Equitable Advisors?

Kaising Lui (CRD #5898825) who is currently registered with Equitable Advisors and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.

Kaising Lui Customer Complaint

Kaising Lui has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a transaction within their variable annuity was misrepresented. Kaising Lui’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Kaising Lui Red Flags & Your Rights As An Investor

Of course, Kaising Lui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaising Lui at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kaising Lui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kaising Lui

If you have questions about Equitable Advisors and/or Kaising Lui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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