| Read Time: 2 minutes |

DID JOSEPH PETER NINIVAGGI CAUSE YOU INVESTMENT LOSSES?

Joseph Ninivaggi Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joseph Ninivaggi of Fidelity Brokerage Services?

Joseph Ninivaggi (CRD #6158894) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Joseph Ninivaggi was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joseph Ninivaggi Customer Complaints

Joseph Ninivaggi has been the subject of 2 customer complaints that we know about. Both of Joseph Ninivaggi’s customer complaints were settled in favor of investors.

Allegations Against Joseph Ninivaggi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Excessive and unnecessary trading on margin by Joseph Ninivaggi. False and misleading statements, violations of Missouri’s regulations statutory and common law fraud, unsuitability, omissions.
  • Misrepresentation, negligence, breach of contract, breach of fiduciary duty, unjust enrichment, unauthorized margin and violations.

Joseph Ninivaggi Red Flags & Your Rights As An Investor

Of course, Joseph Ninivaggi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Ninivaggi at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Joseph Ninivaggi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Joseph Ninivaggi

If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, J.P. Morgan Securities, and/or Joseph Ninivaggi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...