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Joseph Langlois Of DFPG Investments And Formerly With First Allied Securities And First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Langlois of DFPG Investments?

Joseph Langlois (CRD #4216281) who is currently registered with DFPG Investments and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to DFPG Investments, Joseph Langlois was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joseph Langlois Customer Complaint

Joseph Langlois has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Langlois misrepresented and sold unsuitable REITs. Joseph Langlois’ customer complaint was settled in favor of the investors.

Joseph Langlois Red Flags & Your Rights As An Investor

Of course, Joseph Langlois did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Langlois at DFPG Investments, First Allied Securities, and First Allied Advisory Services and on alert to review carefully the activity and performance of their accounts and question whether Joseph Langlois has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DFPG Investments, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At DFPG Investments Due To Joseph Langlois

If you have questions about DFPG Investments, First Allied Securities, First Allied Advisory Services, and/or Joseph Langlois and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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