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DID JOSEPH ALAN GILES CAUSE YOU INVESTMENT LOSSES?

Joseph Giles Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Joseph Giles of Equitable Advisors?

Joseph Giles (CRD #5486719) who is currently registered with Equitable Advisors and located in Toms River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Joseph Giles Customer Complaint

Joseph Giles has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged Joseph Giles advised him to sell a variable annuity in order to purchase a fixed annuity that was not suitable for his needs, and that Mr. Giles did not fully inform him of the details of this fixed annuity at the time of purchase. Joseph Giles’ customer complaint was denied and, to date, the customer has not taken any further action.

Joseph Giles Red Flags & Your Rights As An Investor

Of course, Joseph Giles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Giles at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Giles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Joseph Giles

If you have questions about Equitable Advisors and/or Joseph Giles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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