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Jose Rivas Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Jose Rivas of Equitable Advisors?

Jose Rivas (CRD #4729901) who is currently registered with Equitable Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Jose Rivas Customer Complaint

Jose Rivas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged the registered representative, Jose Rivas, did not inform of the charges and fees associated with the transfer of his variable annuity. Jose Rivas’ customer complaint was settled in favor of the investors.

Jose Rivas Red Flags & Your Rights As An Investor

Of course, Jose Rivas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Rivas at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jose Rivas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jose Rivas

If you have questions about Equitable Advisors and/or Jose Rivas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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