DID JON PATRICK EWING CAUSE YOU INVESTMENT LOSSES?
Jon Ewing Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Jon Ewing of MML Investors Services?
Jon Ewing (CRD #2283838) who is currently registered with MML Investors Services and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jon Ewing was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jon Ewing Customer Complaint
Jon Ewing has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her 403(b) was transferred into an IRA, and invested into a new annuity. The complainant says this was an unauthorized transaction and placed her account under surrender charges that were not in place on her existing contract. Jon Ewing’s customer complaint was denied and, to date, the customer has not taken any further action.
Jon Ewing Red Flags & Your Rights As An Investor
Of course, Jon Ewing did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Ewing at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jon Ewing has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jon Ewing
If you have questions about MML Investors Services, MSI Financial Services, and/or Jon Ewing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.