DID JOHN KEVIN WILLIAMS CAUSE YOU INVESTMENT LOSSES?
John Williams Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct
Who is John Williams of RBC Capital Markets?
John Williams (CRD #2285960) who is currently registered with RBC Capital Markets and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations.
John Williams Customer Complaint
John Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that John Williams should have sold a security before it went down in value. John Williams’ customer complaint was denied and, to date, the customer has not taken any further action.
John Williams Red Flags & Your Rights As An Investor
Of course, John Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Williams at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Williams
If you have questions about RBC Capital Markets and/or John Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.