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John Westbrook Formerly With Cape Securities And Center Street Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is John Westbrook formerly with Cape Securities?

John Westbrook (CRD #1846059) who was formerly registered with Cape Securities and located in McDonough, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cape Securities, John Westbrook was associated with Center Street Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

John Westbrook has had his own share of regulatory problems.  In November 2020, he consented to a sanction by FINRA of five-month suspension and $5, 000 fine for allegedly participating in private securities transactions without prior disclosure to or approval from his member firm.

John Westbrook Customer Complaint

John Westbrook has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, and negligence. The customer complaint filed against John Westbrook’s former employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

John Westbrook Red Flags & Your Rights As An Investor

Of course, John Westbrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Westbrook at Cape Securities and Center Street Securities on alert to review carefully the activity and performance of their accounts and question whether John Westbrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cape Securities and Center Street Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cape Securities Due To John Westbrook

If you have questions about Cape Securities, Center Street Securities, and/or John Westbrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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