DID JOHN AUGUST VAN WAMBEKE CAUSE YOU INVESTMENT LOSSES?
John Van Wambeke Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
John Van Wambeke Customer Complaints
John Van Wambeke has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by America’s Financial Services, and to date, the customer has not taken any further action. The other customer complaint resulted in an arbitration claim being filed which is still pending against America’s Financial Services for the financial advisor’s alleged misconduct.
Allegations Against John Van Wambeke
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to timely or appropriately update the beneficiaries of accounts holding variable annuities.
- Failure to follow customer’s instructions to liquidate investments.
John Van Wambeke Red Flags & Your Rights As An Investor
Of course, John Van Wambeke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Van Wambeke at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Van Wambeke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To John Van Wambeke
If you have questions about Ameriprise Financial Services, LLC and/or John Van Wambeke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.