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John Van Wambeke Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is John Van Wambeke of Ameriprise Financial Services, LLC?

John Van Wambeke

John Van Wambeke (CRD #729864) who is currently registered with Ameriprise Financial Services, LLC and located in Novi, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, John Van Wambeke was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Van Wambeke Customer Complaints

John Van Wambeke has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by America’s Financial Services, and to date, the customer has not taken any further action. The other customer complaint resulted in an arbitration claim being filed which is still pending against America’s Financial Services for the financial advisor’s alleged misconduct.

Allegations Against John Van Wambeke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to timely or appropriately update the beneficiaries of accounts holding variable annuities.
  • Failure to follow customer’s instructions to liquidate investments.

John Van Wambeke Red Flags & Your Rights As An Investor

Of course, John Van Wambeke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Van Wambeke at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Van Wambeke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To John Van Wambeke

If you have questions about Ameriprise Financial Services, LLC and/or John Van Wambeke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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