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John Limpert Formerly With Brokers International Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is John Limpert formerly with Brokers International Financial Services?

John Limpert (CRD #1782540) who was formerly registered with Brokers International Financial Services and located in Laguna Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

John Limpert Customer Complaints

John Limpert has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of John Limpert’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against John Limpert

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client stated she was facing financial hardship and filed for bankruptcy. The client stated the product should not have been sold to her or included in any retirement account by John Limpert.
  • The client thought she had lost her money on a promissory note she had purchased through John Limpert because the promissory note company went bankrupt. She was an accredited investor and her money was held in a safe custodial account with bank – one, until the class action suit against the promissory note company and Bank – One was settled. Bank One prevailed in the suit and her money was returned to her, and she was satisfied with that, and took no further action.

John Limpert Red Flags & Your Rights As An Investor

Of course, John Limpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Limpert at Brokers International Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Limpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To John Limpert

If you have questions about Brokers International Financial Services and/or John Limpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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