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John Kuehl Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct

Who is John Kuehl formerly with RBC Capital Markets?

John Kuehl (CRD #1998178) who was formerly registered with RBC Capital Markets and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

John Kuehl Customer Complaints

John Kuehl has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of John Kuehl’s 4 customer complaints resulted in an arbitration award in favor of the investors. Two of John Kuehl’s customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against RBC Capital Markets for investment losses caused by John Kuehl’s alleged misconduct.

Allegations Against Solomon Krispeal

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that John Kuehl switched his accounts from fee-based to commission without his approval.
  • Clients alleged misrepresented insurance products were sold to an older individual for a variety of family trusts allegedly by John Kuehl.
  • Customers believed commissions charged on John Kuehl’s alleged municipal bond purchases were excessive, and not what was promised, after change of brokers.

John Kuehl Red Flags & Your Rights As An Investor

Of course, John Kuehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehl at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Kuehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Kuehl

If you have questions about RBC Capital Markets and/or John Kuehl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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