DID JOHN JAMES HOIDAS CAUSE YOU INVESTMENT LOSSES?
John James Hoidas Formerly with Uhlmann Price Securities, LLC Has 5 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years
Who is John J. Hoidas currently with American Trust Investment Services, Inc.?
John Hoidas (CRD #1937971) who is currently registered with American Trust Investment Services, Inc. and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Trust Investment Services, Inc., John Hoidas was associated with Uhlmann Price Securities, LLC and 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
American Trust Investment Services, Inc. Broker Misconduct
In his career, John Hoidas has been the subject of 5 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. All of John Hoidas’ 5 customer complaints were settled by his former employer Uhlmann Price Securities in favor of investors.
Allegations Against John Hoidas
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Client’s requested income-oriented investments. Clients claim the FS investments were unsuitable as the investment succeeded the claimant’s risk tolerance and level of financial sophistication.
- The client sought rescission of investment regarding GPB Holdings II.
- The client alleges investments, John Hoidas chose were not suitable.
- The client alleges John Hoidas misrepresented the investments, recommended.
- The client alleges JohnHoidas chose investments that were not suitable for her.
John Hoidas Red Flags & Your Rights as An Investor
Of course, John Hoidas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Hoidas at American Trust Investment Services, Inc., Chicago Capital Management Advisors, LLC, and Uhlmann Investment Management, LLC on alert to review carefully the activity and performance of their accounts and question whether John Hoidashas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at American Trust Investment Services, Inc., Chicago Capital Management Advisors, LLC, and Uhlmann Investment Management, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At American Trust Investment Services, Inc. and Uhlmann Price Securities
If you have questions about American Trust Investment Services, Inc., Uhlmann Price Securities and/or John Hoidasand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.