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John Grillo Of Cambridge Investment Research And Cambridge Investment Research Advisors Has 3 Customer Complaints For Alleged Broker Misconduct

Who is John Grillo of Cambridge Investment Research?

John Grillo (CRD #2643787) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Carrollton, Georgia is a subject of one of our many securities industry sales practice abuse investigations.

John Grillo Customer Complaints

John Grillo has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Grillo’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Cambridge Investment Research for investment losses caused by John Grillo’s alleged misconduct.

Allegations Against John Grillo

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged fund was misrepresented by John Grillo and unsuitable.
  • The claimants alleged their investments were placed in a risky mutual fund that was unsuitable for them.

John Grillo Red Flags & Your Rights As An Investor

Of course, John Grillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Grillo at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether John Grillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To John Grillo

If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or John Grillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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