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John Daughtridge Formerly With Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is John Daughtridge formerly with Raymond James & Associates, Inc.?

John Daughtridge

John Daughtridge (CRD #2735851) who was formerly registered with Raymond James & Associates, Inc. and located in Mt Pleasant, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., John Daughtridge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Daughtridge Customer Complaints

John Daughtridge has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor by Morgan Stanley Smith Barney. The other 2 customer complaints were denied where the claim was abandoned against John Daughtridge’s former employers for his alleged misconduct.

Allegations Against John Daughtridge

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized trading and misappropriation.
  • Unauthorized surrender of a variable annuity.
  • Unauthorized trading of the investments.

John Daughtridge Red Flags & Your Rights As An Investor

Of course, John Daughtridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Daughtridge at Raymond James & Associates, Inc.on alert to review carefully the activity and performance of their accounts and question whether John Daughtridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To John Daughtridge

If you have questions about Raymond James & Associates, Inc. and/or John Daughtridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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