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John Brienza Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct

Who is John Brienza of Merrill Lynch Pierce Fenner & Smith?

John Brienza (CRD #1652520) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.

John Brienza Customer Complaints

John Brienza has been the subject of 4 customer complaints that we know about. Two of John Brienza’s 4 customer complaints resulted in arbitration awards in favor of the investors for over $300,000 and $42,000. Two of John Brienza’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against John Brienza

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged unsuitable investments made by John Brienza.
  • Customers alleged John Brienza made unsuitable investments.
  • The customer alleged unsuitable investment recommendations by John Brienza.

John Brienza Red Flags & Your Rights As An Investor

Of course, John Brienza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brienza at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Brienza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Brienza

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Brienza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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