| Read Time: 2 minutes | LPL Financial Complaints |


Joel Arivett Of Arvest Wealth Management And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Joel Arivett of Arvest Wealth Management?

Joel Arivett (CRD #6746446) who is currently registered with Arvest Wealth Management and located in Russellville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arvest Wealth Management, Joel Arivett was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joel Arivett Customer Complaints

Joel Arivett has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Joel Arivett’s 2 customer complaints was settled in favor of the investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Joel Arivett’s alleged misconduct.

Allegations Against Joel Arivett

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Joel Arivett promised that client’s account would have $115,000 once trades were processed, but the account only had $107,895.67 after the trades were completed.
  • Client alleged that funds were not invested in 529 plans as instructed allegedly committed by Joel Arivett.

Joel Arivett Red Flags & Your Rights As An Investor

Of course, Joel Arivett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Arivett at Arvest Wealth Management and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Joel Arivett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arvest Wealth Management and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arvest Wealth Management Due To Joel Arivett

If you have questions about Arvest Wealth Management, LPL Financial, and/or Joel Arivett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars