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Joe Haywood Of Sorrento Pacific Financial And Formerly With FSC Securities And The Retirement Group Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Joe Haywood of Sorrento Pacific Financial?

Joe Haywood (CRD #1441862) who is currently registered with Sorrento Pacific Financial and located in El Segundo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sorrento Pacific Financial, Joe Haywood was associated with FSC Securities, The Retirement Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Joe Haywood Customer Complaints

Joe Haywood has been the subject of 4 customer complaints that we know about. All of Joe Haywood’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Joe Haywood

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Joe Haywood’s alleged misrepresentation on purchase of Variable Annuity.
  • Client alleged Joe Haywood’s misrepresentation in the purchase of two nontraded REITs.
  • Client alleged that Joe Haywood did not place him into better performing funds against the client’s best interest.
  • Customer alleged Joe Haywood’s misrepresentation on purchase of Variable Annuity.

Joe Haywood Red Flags & Your Rights As An Investor

Of course, Joe Haywood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Haywood at Sorrento Pacific Financial, FSC Securities, and The Retirement Group on alert to review carefully the activity and performance of their accounts and question whether Joe Haywood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorrento Pacific Financial, FSC Securities, and The Retirement Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sorrento Pacific Financial Due To Joe Haywood

If you have questions about Sorrento Pacific Financial, FSC Securities, The Retirement Group, and/or Joe Haywood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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