DID JIMMY QUACH CAUSE YOU INVESTMENT LOSSES?
Jimmy Quach Of J.P. Morgan Securities Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Jimmy Quach of J.P. Morgan Securities?
Jimmy Quach (CRD #5585921) who is currently registered with J.P. Morgan Securities and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations.
Jimmy Quach Customer Complaints
Jimmy Quach has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Chase Investment Services and J.P. Morgan Securities for Jimmy Quach’s alleged misconduct causing investors losses. Two of Jimmy Quach’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Jimmy Quach
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Jimmy Quach’s misrepresentation and suitability regarding mutual fund investment.
- Client alleged, through custodian, misrepresentation regarding managed account investment by Jimmy Quach.
- Unsuitability, negligent misrepresentation, breach of fiduciary duty, negligence and violations of state securities and consumer protection Acts by Jimmy Quach.
Jimmy Quach Red Flags & Your Rights As An Investor
Of course, Jimmy Quach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Quach at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jimmy Quach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jimmy Quach
If you have questions about J.P. Morgan Securities and/or Jimmy Quach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.