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Jerry Lopez Of VALIC Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Jerry Lopez of VALIC Financial Advisors?

Jerry Lopez (CRD #2949340) who is currently registered with VALIC Financial Advisors and located in Aptos, California is a subject of one of our many securities industry sales practice abuse investigations.

Jerry Lopez Customer Complaint

Jerry Lopez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she met with her representative and requested he secure her account in a fixed interest option, which he neglected to do. Jerry Lopez’s customer complaint was settled in favor of the investors.

Jerry Lopez Red Flags & Your Rights As An Investor

Of course, Jerry Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Lopez at VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Jerry Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VALIC Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At VALIC Financial Advisors Due To Jerry Lopez

If you have questions about VALIC Financial Advisors and/or Jerry Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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