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DID JEFFREY WILLIAM FITZ CAUSE YOU INVESTMENT LOSSES?

Jeffrey Fitz Of Raymond James Financial Services, Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Jeffrey Fitz of Raymond James Financial Services, Inc.?

Jeffrey Fitz

Jeffrey Fitz (CRD #2211620) who is currently registered with Raymond James Financial Services, Inc. and located in Briarcliff Manor, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Jeffrey Fitz was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Jeffrey Fitz Customer Complaints

Jeffrey Fitz has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Jeffrey Fitz’s former employers in the customer took no further action.

Allegations Against Jeffrey Fitz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations regarding returns and outside business activities.
  • Unsuitable investment recommendations of variable annuities.

Jeffrey Fitz Red Flags & Your Rights As An Investor

Of course, Jeffrey Fitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Fitz at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Fitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc.  Due To Jeffrey Fitz

If you have questions about Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jeffrey Fitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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