DID JASON ANDREW WILK CAUSE YOU INVESTMENT LOSSES?
Jason Wilk Formerly With Worden Capital Management, Craft Capital Management And Windsor Street Capital Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Jason Wilk formerly with Worden Capital Management?
Jason Wilk (CRD #6072438) who was formerly registered with Worden Capital Management and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Worden Capital Management, Jason Wilk was associated with Craft Capital Management, Windsor Street Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jason Wilk has also been the subject of a FINRA investigation in which he refused to supply information and documents. As a result, he violated FINRA rules and was permanently barred from any further association with any member firm in any capacity.
Jason Wilk Customer Complaints
Jason Wilk has been the subject of 6 customer complaints that we know about. Five of Jason Wilk’s 6 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Worden Capital Management for investment losses caused by Jason Wilk’s alleged misconduct.
Allegations Against Jason Wilk
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Jason Wilk’s alleged common law fraud; negligent misrepresentation; breach of fiduciary duty; failure to supervise; negligence.
- Unsuitable investment recommendations and unauthorized trading by Jason Wilk.
- Unsuitable investment recommendations by Jason Wilk.
- Unauthorized trading by Jason Wilk.
- Unauthorized trading and unsuitable investment recommendations by Jason Wilk.
- Unsuitable investment recommendations and unauthorized transactions, breach of fiduciary duty allegedly by Jason Wilk.
Jason Wilk Red Flags & Your Rights As An Investor
Of course, Jason Wilk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wilk at Worden Capital Management, Craft Capital Management, and Windsor Street Capital on alert to review carefully the activity and performance of their accounts and question whether Jason Wilk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management, Craft Capital Management, and Windsor Street Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Worden Capital Management Due To Jason Wilk
If you have questions about Worden Capital Management, Craft Capital Management, Windsor Street Capital, and/or Jason Wilk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.