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Jason Hawke Of  D.H. Hill Securities, Hawke Financial Group And Formerly With National Securities and National Asset Management Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Jason Hawke of D.H. Hill Securities?

Jason Hawke (CRD #4177415) who is currently registered with D.H. Hill Securities, Hawke Financial Groupand located in Meridian, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.H. Hill Securities and Hawke Financial Group, Jason Hawke was associated with National Securities, National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Hawke has also had his own regulatory problems.  In 2019, the State of Idaho alleged he violated FINRA rules in Idaho law when he personally participated in a private securities transactions without giving his broker-dealer prior notice.  As a result, he was suspended for 30 days and fined $10,000.

Jason Hawke Customer Complaints

Jason Hawke has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Jason Hawke’s 9 customer complaints were settled in favor of investors. Four of Jason Hawke’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Jason Hawke’s alleged misconduct.

Allegations Against Jason Hawke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Jason Hawke’s alleged unsuitability in connection with the purchase of inland western REIT.
  • Client alleged misrepresentation by Jason Hawke.
  • Misrepresentation, unsuitability, negligence, common law fraud and breach of fiduciary duty allegedly by Jason Hawke.
  • Jason Hawke’s alleged misrepresentation.
  • Misrepresentation and unsuitable investment allegedly by Jason Hawke.
  • Negligence, unsuitability, breach of fiduciary duty, misrepresentation and failure to perform due diligence allegedly by Jason Hawke.
  • Jason Hawke’s alleged suitability.
  • by Jason Hawke’s alleged unsuitable investments, breach of fiduciary duty, common law fraud, violation of Securities Exchange Act and violation of Idaho Securities Laws.
  • Jason Hawke’s alleged unsuitable recommendations.

Jason Hawke Red Flags & Your Rights As An Investor

Of course, Jason Hawke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Hawke at D.H. Hill Securities, Hawke Financial Group, National Securities, and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Jason Hawke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.H. Hill Securities, Hawke Financial Group, National Securities, and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At D.H. Hill Securities Due To Jason Hawke

If you have questions about D.H. Hill Securities, Hawke Financial Group, National Securities, National Asset Management, and/or Jason Hawke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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