| Read Time: 2 minutes |

UPDATED ON:

DID JASON PHILIP BRIENEN CAUSE YOU INVESTMENT LOSSES?

Jason P. Brienen Formerly With Raymond James Financial Services Has 23 Customer Complaints For Alleged Broker Misconduct In The Past 2 Years

Who is Jason Brienen formerly with Raymond James Financial Services?

Jason Brienen (CRD# 2249998) who was once registered with Raymond James Financial Services and located in Tallahassee, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Jason Brienen was terminated by Raymond James Financial Services in 2018 after he failed to satisfy requirements of a heightened supervision plan. Since his termination Raymond James Financial Services, Jason Brienen associated with two other investment advisory firms, Chiron Capital Management and Tru Independence Asset Management.  

Raymond James Financial Services Broker Misconduct

In his career, Jason Brienen has been the subject of 2 customer complaints that we know about, the last of those complaints was filed in the last two years to recover $2 million in investment losses. Raymond James Financial Services settled those customer complaints in favor of investors.

Allegations Against Steven Reznik

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: 

  • Misrepresentations and Omissions relating to Unauthorized Trading, Fraud, Breach of Fiduciary Duty, Failure to Supervise, Negligence, Gross Negligence, Negligent Retention, Negligent Misrepresentation, Over- concentration.
  • Client alleges excessive trading, churning, fraud, misrepresentation, omissions, and unauthorized trading.

Steven Reznik Red Flags & Your Rights As An Investor

Of course, Jason Brienen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Brienen at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jason Brienen has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaints at Raymond James Financial Services also raise questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services

If you have questions about Raymond James Financial Services and/or Jason Brienen and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...