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Jason Barba Of Charles Schwab & Co. And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Jason Barba of Charles Schwab & Co.?

Jason Barba (CRD #5839690) who is currently registered with Charles Schwab & Co. and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Jason Barba was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Barba Customer Complaint

Jason Barba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Jason Barba’s recommendation to enroll into a Managed Account Offering caused significant investment losses and tax consequences. Jason Barba’s customer complaint was denied and, to date, the customer has not taken any further action.

Jason Barba Red Flags & Your Rights As An Investor

Of course, Jason Barba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Barba at Charles Schwab & Co. and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jason Barba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Jason Barba

If you have questions about Charles Schwab & Co., Ameriprise Financial Services, and/or Jason Barba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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