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Jason Adams Formerly With SagePoint Financial, NYLIFE Securities And Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Jason Adams formerly with SagePoint Financial?

Jason Adams (CRD #5380367) who was formerly registered with SagePoint Financial and located in Colleyville, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Jason Adams was associated with NYLIFE Securities, Pruco Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jason Adams Customer Complaint

Jason Adams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that that his variable annuity was misrepresented as a SEP IRA when in fact the product was established as a Traditional IRA. Jason Adams’ customer complaint was settled in favor of the investors.

Jason Adams Red Flags & Your Rights As An Investor

Of course, Jason Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Adams at SagePoint Financial, NYLIFE Securities, and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, NYLIFE Securities, and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Jason Adams

If you have questions about SagePoint Financial, NYLIFE Securities, Pruco Securities, and/or Jason Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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